上海莱士血液制品股份有限公司2020年第一季度报告正文（上接C605版）

　　（上接C605版）

承诺事由              承诺方                承诺类型                            承诺内容                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       承诺时间          承诺期限                                        履行情况

资产重组时所作承诺    科瑞金鼎、深圳莱士    重大资产重组标的资产权属问题承诺    关于发行股份购买资产并募集配套资金之重大资产重组相关资产权属问题的承诺：因同路生物及下属子公司少量辅助用房尚未取得房屋所有权证书，为此本次交易对方科瑞金鼎、深圳莱士承诺：                                                                                                                                                                                                                                                                                                                                                     2014年12月25日    2014年12月25日至相关用房取得房屋所有权证书止    正在履行

                                                                                1、该等尚未取得房产证书的房产为同路生物持续实际使用，同路生物对该等房产拥有所有权和使用权，未因其实际使用该等房产而被任何第三方主张任何权利或受到任何行政部门的处罚；                                                                                                                                                                                                                                                                                                                                                                                                                                

                                                                                2、将督促相关单位尽快办理完毕该等尚未取得房产证书的房产权属登记事宜；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                

                                                                                3、如因上述尚未取得房产证书的房产权属问题导致本次交易后上市公司遭受任何损失，将给予现金补偿。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        

    基立福                关于不谋求公司控制权的承诺    Grifols S.A.（以下简称“本公司”）拟通过公司交易的方式向上海莱士血液制品股份有限公司（以下简称“上海莱士”）投资（以下简称 “本次交易”）。本公司参与本次交易是基于本公司看好中国市场及上海莱士未来发展。本次交易完成后，各方将开展深度合作共同发展上市公司相关业务。本公司承诺本次交易完成36个月内，本公司不谋求上市公司的控制权。该等承诺不排斥本公司在上海莱士发行新股时购买该等新股以维持本公司在上海莱士26.2%的持股比例。                                                                                                                                                                                            2019年11月15日    交易完成之日起36个月    正在履行

    科瑞天诚、莱士中国    保持公司控制权稳定的承诺      1、本次交易完成后，将根据相关法律法规及公司章程，积极行使包括提名权、表决权在内的股东权利和董事权利，不会主动放弃或促使本承诺人的一致行动人放弃所享有的任何股东权利和董事权利，努力保持对上市公司股东大会、董事会及管理层团队的实质影响力，继续促进上市公司法人治理结构良好运行和规范运作。                                                                                                                                                                                                                                                                                                                               2019年7月9日      长期有效                正在履行

                                                        2、本承诺人在处理有关上市公司任何事项的决策且根据《公司法》等有关法律法规及《公司章程》的规定，需要由本承诺人/本承诺人提名的董事行使提案权或作出表决的事项时，将与RAAS China Limited/科瑞天诚投资控股有限公司/其提名的董事进行事先充分协调并达成一致意见，按该一致意见向上市公司股东大会/董事会提出提案或行使表决权。                                                                                                                                                                                                                                                                                                                                                   

    科瑞天诚、莱士中国、 郑跃文、黄凯        1、不会主动放弃上市公司控制权，也不会以任何方式直接或间接协助或促使任何第三方谋求上市公司控制权。                                                                                                                                                                                                                                                     2019年3月25日    长期有效    正在履行

                                             2、本次交易完成后，将根据相关法律法规及公司章程，积极行使包括提名权、表决权在内的股东权利和董事权利，不会主动放弃或促使本承诺人的一致行动人放弃所享有的任何股东权利和董事权利，努力保持对上市公司股东大会、董事会及管理层团队的实质影响力。                                                                                                                                            

    上海莱士    关于本次重大资产重组相关事项的承诺    1、本公司不存在下列情形：                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     2019年3月25日    -    履行完毕

                                                      1）最近36个月内财务会计文件有虚假记载，违反证券法律、行政法规或规章，受到中国证监会的行政处罚，或者受到刑事处罚；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

                                                      2）最近36个月内违反工商、税收、土地、环保、海关以及其他法律、行政法规，受到行政处罚，且情节严重；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

                                                      3）本次重大资产重组的申请文件有虚假记载、误导性陈述或重大遗漏；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         

                                                      4）擅自改变前次公开发行证券募集资金的用途而未作纠正；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   

                                                      5）本公司及其控股股东或实际控制人最近十二个月内存在未履行向投资者作出的公开承诺的行为；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 

                                                      6）涉嫌犯罪被司法机关立案侦查，尚未有明确结论意见；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     

                                                      7）严重损害投资者合法权益和社会公共利益的其他情形。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     

                                                      2、本公司当前不存在为控股股东、实际控制人及其控制的其他企业进行违规担保的情形。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         

                                                      3、本公司当前不存在本公司的资金或资产被控股股东、实际控制人及其控制的其他企业以借款、代偿债务、代垫款项或者其他方式占用的情形。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         

                                                      4、本公司当前不存在虽已履行完毕但可能存在纠纷的重大合同，也不存在重大偿债风险。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         

                                                      5、本公司当前不存在影响本公司持续经营的担保、诉讼以及仲裁等重大或有事项。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               

                                                      6、本公司当前不存在尚未了结的重大诉讼、仲裁案件，也不存在受到行政处罚的情形。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           

                                                      7、本公司保证所提供的本次重大资产重组所必需的原始书面材料、副本材料、口头或书面证言均真实、准确、完整，并无任何隐瞒、虚假、重大遗漏或误导之处；本公司保证本公司所提供的有关副本资料或复印件与原件是一致的。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             

                                                      如果上述承诺不实，本公司愿意承担相应的法律责任。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        

    上海莱士                                          1、本公司及下属子公司最近三年不存在因违反法律、行政法规、规章受到行政处罚且情节严重，或者受到刑事处罚，或者因违反证券法律、行政法规、规章受到中国证监会的行政处罚的情形；最近十二个月内未受到过证券交易所的公开谴责；不存在因涉嫌犯罪被司法机关立案侦查或者涉嫌违法违规被中国证监会立案调查的情形；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           2019年3月25日    -    履行完毕

                关于无违法违规的承诺                  2、本公司控股股东、实际控制人最近十二个月内不存在因违反证券法律、行政法规、规章，受到中国证监会的行政处罚，或者受到刑事处罚的情形；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     

                                                      3、本公司现任董事、监事和高级管理人员不存在违反《公司法》第一百四十七条、第一百四十八条规定的行为，或者最近三年内受到中国证监会的行政处罚、最近十二个月内受到证券交易所的公开谴责的情形；不存在因涉嫌犯罪被司法机关立案侦查或者涉嫌违法违规被中国证监会立案调查的情形；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 

                                                      4、本公司不存在损害投资者的合法权益和社会公共利益的其他情形。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           

    上海莱士全体董事、监事及高级管理人员        1、本人最近三年内未受到过刑事处罚、中国证监会的行政处罚；最近十二个月未受到过证券交易所公开谴责。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             2019年3月25日    -    履行完毕

                                                2、本人不存在因涉嫌犯罪正被司法机关立案侦查或涉嫌违法违规正被中国证监会等行政主管部门立案调查之情形。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   

                                                3、本人不存在违反《公司法》第一百四十七、一百四十八条规定的行为。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

                                                4、本人与本次交易的交易对方及其股东（出资人）均不存在一致行动关系及关联关系。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           

                                                上述声明均为真实、准确、完整的，且不存在任何虚假、误导及遗漏之处，本人愿就上述声明内容承担相应法律责任。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                

    基立福                                      1、除2015年，本承诺人因未及时履行经济集中的通知事项受到西班牙国家市场和竞争委员会 106,493 欧元的处罚（目前正在上诉）外，本承诺人最近五年内均未受过任何行政处罚（与证券市场明显无关的除外）或刑事处罚，或者涉及与经济纠纷有关的重大民事诉讼或者仲裁的情形；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    2019年3月25日    -    履行完毕

                                                2、本承诺人最近五年不存在未按期偿还大额债务、未履行承诺、被中国证监会采取行政监管措施或受到证券交易所纪律处分的情况；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   

                                                3、本承诺人保证采取必要措施对本次交易的资料和信息严格保密，在未经上市公司同意的情况下，不向任何第三方披露该等资料和信息，但有权机关要求披露或者向为完成本次交易而聘请的中介机构提供本次交易相关信息的除外；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             

                                                4、本承诺人在本次交易信息公开前不存在买卖相关证券，或者泄露与本次交易相关的信息，或者建议他人买卖相关证券等内幕交易行为。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               

    基立福主要管理人员                          1、本人最近五年内均未受过任何行政处罚（与证券市场明显无关的除外）或刑事处罚，或者涉及与经济纠纷有关的重大民事诉讼或者仲裁的情形；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             2019年3月1日     -    履行完毕

                                                2、本人最近五年不存在未按期偿还大额债务、未履行承诺、被中国证监会采取行政监管措施或受到证券交易所纪律处分的情况等；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     

                                                3、本人在本次交易信息公开前不存在买卖相关证券，或者泄露与本次交易相关的信息，或者建议他人买卖相关证券等内幕交易行为。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   

    GDS                                         1、本公司成立以来至今，按照注册地、生产经营地国家法律规定，合法开展生产经营活动，经营情况良好；现时不存在因营业期限届满、股东会/股东大会决议、合并或分立等注册地、生产经营地国家法律规定、公司章程规定应予解散的情形；不存在因不能清偿到期债务依法宣告破产、违反法律法规被依法吊销营业执照、责令关闭或者被撤销等应予终止的情形；不存在影响公司合法存续、正常经营的其他情形；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  2019年3月25日    -    履行完毕

                                                2、本公司及子公司最近三年不存在重大违法违规事项，亦未受到过注册地、生产经营地国家的重大行政、刑事处罚，以及因涉嫌犯罪被注册地、生产经营地国家的司法机关立案侦查的情形；公司及子公司不存在涉嫌违法违规被中国证监会立案调查的情形；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

                                                3、本公司及子公司最近三年不存在重大诉讼及仲裁案件；现时不存在尚未了结的或可预见的重大诉讼、仲裁及行政处罚案件；亦不存在重大偿债风险、影响持续经营的担保等重大或有事项；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 

                                                4、本公司保证采取必要措施对本次交易的资料和信息严格保密，在未经上市公司同意的情况下，不向任何第三方披露该等资料和信息，但有权机关要求披露或者向为完成本次交易而聘请的中介机构提供本次交易相关信息的除外；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               

                                                5、本公司及子公司董事、监事、高级管理人员具备合法的任职资格，不存在注册地、生产经营地国家法律及公司章程中规定的不得担任董事、高级管理人员的情形。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

    郑跃文、黄凯                                                               关于原则性同意本次交易及股份减持计划相关的承诺                                                 1、原则性同意本次交易。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          2019年3月25日    本次重组复牌之日起至实施完毕        履行完毕

                                                                                                                                                                              2、自上海莱士本次重组复牌之日起至实施完毕期间，如减持所持有上海莱士股票的，将继续严格执行《上市公司股东、董监高减持股份的若干规定》及《深圳证券交易所上市公司股东及董事、监事、高级管理人员减持股份实施细则》等相关法律法规关于股份减持的规定及要求。若中国证券监督管理委员会及深圳证券交易所对减持事宜有新规定的，本人也将严格遵守相关规定。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             

                                                                                                                                                                              3、若上海莱士本次重组复牌之日起至实施完毕期间实施转增股份、送红股、配股等除权行为，则本人因此获得的新增股份同样遵守上述承诺。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             

                                                                                                                                                                              4、如违反上述承诺，本人减持股份的收益归上海莱士所有，赔偿因此给上海莱士造成的一切直接和间接损失，并承担相应的法律责任。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   

    科瑞天诚、莱士中国及其一致行动人                                                                                                                                          1、原则性同意本次交易。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          2019年3月25日    本次重组复牌之日起至重组实施完毕    履行完毕

                                                                                                                                                                              2、自上海莱士本次重组复牌之日起至实施完毕期间，如减持所持有上海莱士股票的，将继续严格执行《上市公司股东、董监高减持股份的若干规定》及《深圳证券交易所上市公司股东及董事、监事、高级管理人员减持股份实施细则》等相关法律法规关于股份减持的规定及要求。若中国证券监督管理委员会及深圳证券交易所对减持事宜有新规定的，本公司也将严格遵守相关规定。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           

                                                                                                                                                                              3、若上海莱士本次重组复牌之日起至实施完毕期间实施转增股份、送红股、配股等除权行为，则本公司因此获得的新增股份同样遵守上述承诺。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           

                                                                                                                                                                              4、如违反上述承诺，本公司减持股份的收益归上海莱士所有，赔偿因此给上海莱士造成的一切直接和间接损失，并承担相应的法律责任。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 

    科瑞天诚、莱士中国、郑跃文、黄凯                                                                                                                                          自本次重大资产重组复牌之日起至实施完毕期间，本公司及一致行动人不主动减持其所持有的上市公司股份。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 2019年3月25日    本次重组复牌之日起至重组实施完毕    履行完毕

    上海莱士全体董事、监事及高级管理人员                                                                                                                                      1、自本次重大资产重组复牌之日起至实施完毕期间，本人不主动减持所持有的上市公司股份。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              2019年3月25日    重组复牌之日起至实施重组完毕期间    履行完毕

                                                                                                                                                                              2、自上海莱士本次重组复牌之日起至实施完毕期间，如本人拟减持所持有上海莱士股票的（如有），本人将严格执行《上市公司股东、董监高减持股份的若干规定》及《深圳证券交易所上市公司股东及董事、监事、高级管理人员减持股份实施细则》等相关法律法规关于股份减持的规定及要求。若中国证券监督管理委员会及深圳证券交易所对减持事宜有新规定的，本人也将严格遵守相关规定。如违反上述承诺，本人减持股份的收益归上海莱士所有，赔偿因此给上海莱士造成的一切直接和间接损失，并承担相应的法律责任。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           

    科瑞天诚、莱士中国、 郑跃文、黄凯、上市公司全体董事、监事及高级管理人员    关于不存在《关于加强与上市公司重大资产重组相关股票异常交易监管的暂行规定》第 13条情形之承诺    1、本承诺人不存在因涉嫌本次重大资产重组相关的内幕交易被立案调查或者立案侦查之情形。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              2019年3月25日    -                                   履行完毕

                                                                                                                                                                              2、本承诺人不存在被中国证监会行政处罚或者被司法机关依法追究刑事责任之情形。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               

                                                                                                                                                                              3、本承诺人不存在依据《关于加强与上市公司重大资产重组相关股票异常交易监管的暂行规定》不得参与任何上市公司重大资产重组之情形。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             

    科瑞天诚、莱士中国、                                                       关于摊薄即期回报采取填补措施的承诺                                                             1、不越权干预公司经营管理活动，不侵占公司利益。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  2019年3月25日    长期有效                            正在履行

    郑跃文、黄凯                                                                                                                                                              2、如违反上述承诺给公司或者股东造成损失的，本承诺人将依法承担补偿责任。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   

    上海莱士                                                                                                                                                                  1、加快完成对标的资产的整合,尽快实现标的资产的预期效益                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           2019年3月25日    长期有效                            正在履行

                                                                                                                                                                              本次交易完成后,公司将加快对标的资产的整合,充分调动标的公司各方面资源,及时、高效完成标的公司的经营计划,并通过积极市场开拓以及与客户良好沟通,不断提升标的公司的效益。通过全方位推动措施,公司将争取尽早实现标的公司的预期效益。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              

                                                                                                                                                                              2、加强经营管理和内部控制                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 

                                                                                                                                                                              公司将进一步加强企业经营管理和内部控制，提高公司日常运营效率，降低公司运营成本，全面有效地控制公司经营和管理风险，提升经营效率。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          

                                                                                                                                                                              3、完善利润分配政策                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

                                                                                                                                                                              本次重组完成后，公司将按照《公司章程》的规定，继续实行可持续、稳定、积极的利润分配政策，并结合公司实际情况，广泛听取投资者尤其是独立董事、中小股东的意见和建议，强化对投资者的汇报，完善利润分配政策，增加分配政策执行的透明度，维护全体股东利益。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        

                                                                                                                                                                              4、完善公司治理结构                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

                                                                                                                                                                              公司将严格遵守《公司法》、《证券法》、《深圳证券交易所中小企业板上市公司规范运作指引》等法律、法规和规范性文件的规定，不断完善治理结构，确保股东能够充分行使权利，确保董事会能够按照法律、法规和公司章程的规定行使职权，作出科学、迅速和谨慎的决策，确保独立董事能够认真履行职责，维护公司整体利益，尤其是中小股东的合法权益，确保监事会能够独立有效地行使对董事、经理和其他高级管理人员及公司财务的监督权和检察权，维护公司全体股东的利益。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              

                                                                                                                                                                              如违反上述承诺给股东造成损失的，本公司将依法承担补偿责任。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                

    上海莱士董事及高级管理人员                                                                                                                                                1、承诺忠实、勤勉地履行职责，维护公司和全体股东的合法权益；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      2019年3月25日    长期有效                            正在履行

                                                                                                                                                                              2、承诺不得无偿或以不公平条件向其他单位或者个人输送利益，也不得采用其他方式损害公司利益；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 

                                                                                                                                                                              3、承诺对本人职务消费行为进行约束；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

                                                                                                                                                                              4、承诺不得动用公司资产从事与本人履行职责无关的投资、消费活动；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           

                                                                                                                                                                              5、承诺在自身职责和权限范围内，全力促使公司董事会或者薪酬与考核委员会制定的薪酬制度与公司填补回报措施的执行情况相挂钩，并对公司董事会和股东大会审议的相关议案投票赞成（如有表决权）；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     

                                                                                                                                                                              6、如果公司拟实施股权激励，承诺在自身职责和权限范围内，全力促使公司拟公布的股权激励行权条件与公司填补回报措施的执行情况相挂钩，并对公司董事会和股东大会审议的相关议案投票赞成（如有表决权）；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             

                                                                                                                                                                              7、承诺严格履行本人所作出的上述承诺事项，确保公司填补回报措施能够得到切实履行。如果承诺人违反本人所作出的承诺或拒不履行承诺，承诺人将按照《指导意见》等相关规定履行解释、道歉等相应义务，并同意中国证券监督管理委员会、深圳证券交易所和中国上市公司协会依法作出的监管措施或自律监管措施；给公司或者股东造成损失的，承诺人愿意依法承担相应补偿责任。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

资产重组时所作承诺                                                            科瑞天诚、莱士中国、                          关于减少和规范关联交易的承诺                            1、本承诺人及本承诺人控制的相关企业将按照《公司法》等相关法律法规、上海莱士《公司章程》及关联交易决策制度等有关规定行使本承诺人的董事及股东权利；在董事会及股东大会对涉及本承诺人的关联交易进行表决时，履行回避表决的义务。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           2019年3月25日     长期有效                    正在履行

                                                                              郑跃文、黄凯                                                                                          2、本承诺人将避免一切非法占用上海莱士及其合并范围内子公司/企业（以下简称“子公司”）的资金、资产的行为，在任何情况下，不要求上海莱士及其子公司向本承诺人及本承诺人控制的相关企业提供任何形式的担保。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    

                                                                                                                                                                                    3、本承诺人及本承诺人控制的相关企业将尽可能地避免和减少与上海莱士及其子公司的关联交易；对无法避免或者有合理原因而发生的关联交易，将遵循市场公正、公平、公开的原则，并依法签订协议，履行合法程序，按照上海莱士《公司章程》及关联交易决策制度、有关法律法规和《深圳证券交易所股票上市规则》等有关规定履行信息披露义务和办理有关报批程序，保证不通过关联交易损害上海莱士及其他股东的合法权益。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             

                                                                                                                                                                                    4、对于因本承诺人违反承诺函所作的承诺而给上海莱士或其子公司造成的一切损失，由本承诺人承担赔偿责任。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     

                                                                                                                                                                                    本承诺一经作出即生效，自本承诺人持有上海莱士股份及依照有关规定被认定为上海莱士关联人期间均持续有效且不可变更或撤销。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    

                                                                              基立福                                                                                                1、本承诺人将按照《公司法》等相关法律法规、上市公司《公司章程》有关规定行使股东权利；在股东大会审议及表决本承诺人与上市公司之间的关联交易时，本承诺人将按照适用的上市公司关联交易决策制度履行回避表决的义务。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         2019年3月25日     长期有效                    正在履行

                                                                                                                                                                                    2、本承诺人将尽可能地避免与上市公司的关联交易；对无法避免或者有合理原因而发生的关联交易，将遵循市场公正、公平、公开的原则，并依法签订协议，履行合法决策程序、信息披露义务和办理有关报批程序，保证不通过关联交易损害上市公司及其他股东的合法权益。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

                                                                              科瑞天诚、莱士中国、                                                                                  1、本承诺人单独控制的及/或本承诺人作为控股股东/实际控制人之一的其他公司及企业（以下简称“相关企业”），目前均未以任何形式从事与上海莱士、本次交易标的公司及其控制企业的主营业务构成或可能构成直接或间接竞争关系的业务或活动。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         2019年3月25日     长期有效                    正在履行

                                                                              郑跃文、黄凯                                  关于避免同业竞争的承诺                                  2、在本次交易完成后，本承诺人单独控制的及/或本承诺人作为控股股东/实际控制人之一的相关企业，也不会以任何形式从事或参与上海莱士及其子公司目前或今后从事的主营业务构成或可能构成直接或间接竞争关系的业务或活动或给予该等业务或活动任何支持。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               

                                                                                                                                                                                    3、除前述承诺之外，本承诺人进一步保证，本次交易完成后：                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 

                                                                                                                                                                                    1）将根据有关法律法规的规定确保上海莱士及其子公司在资产、业务、人员、财务、机构方面的独立性。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           

                                                                                                                                                                                    2）将不利用上海莱士股东的身份，进行其他任何损害上海莱士及其子公司权益的活动。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           

                                                                                                                                                                                    3）如本承诺人及相关企业从任何第三者获得的任何商业机会与上海莱士及其子公司目前或今后从事的主营业务可能构成同业竞争的，本承诺人及相关企业将立即通知上海莱士，并尽力将该等商业机会让与上海莱士及其子公司。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 

                                                                                                                                                                                    4）如上海莱士认定本承诺人或本承诺人投资或者控制的相关企业正在或将要从事的业务与上海莱士及其子公司存在同业竞争，本承诺人及本承诺人投资或者控制的其他企业将进行减持直至全部转让相关企业持有的有关资产和业务；如本承诺人及本承诺人控制的其他企业与上海莱士及其子公司因同业竞争产生利益冲突，则优先考虑上海莱士及其子公司的利益。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           

                                                                                                                                                                                    本承诺人对因违反上述承诺及保证而给上海莱士造成的经济损失承担赔偿责任。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  

                                                                                                                                                                                    本承诺人确认：除非法律另有规定，自承诺函出具之日起，承诺函及承诺函项下之承诺均不可撤销；如法律另有规定，造成上述承诺及保证部分内容无效或不可执行，不影响本承诺人在承诺函项下其它承诺及保证的效力。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      

                                                                              基立福                                                                                                1、在本次交易完成之时或之前，本公司将终止其与博雅生物制药集团股份有限公司的所有现有商业协议，并指定上市公司为本公司产品在中华人民共和国（为承诺函之目的，不包括香港特别行政区、澳门特别行政区和台湾地区，以下简称“中国”）境内生物科学和诊断领域的独家经销商。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       2019年3月25日     长期有效                    正在履行

                                                                                                                                                                                    2、除前述承诺之外，本公司进一步保证，本次交易完成后将不利用从上市公司了解或者知悉的内幕信息，在中国境内从事与上市公司的主营业务中涉及生物科学和诊断领域存在实质性或潜在竞争关系的任何经营活动。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         

                                                                              科瑞天诚、莱士中国、                          关于保证上市公司独立性的承诺                            1、保证上市公司人员独立                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               2019年3月25日     长期有效                    正在履行

                                                                              郑跃文、黄凯                                                                                          1）上市公司的高级管理人员专职在上市公司任职、并在上市公司领取薪酬，不会在本公司及本公司控制的其他公司、企业或经济组织（以下统称“本公司的关联企业”）兼任除董事外的其他任何职务，不在本公司及本公司控制的其他企业领薪，继续保持上市公司人员的独立性；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   

                                                                                                                                                                                    2）上市公司具有完整的独立的劳动、人事管理体系，该等体系独立于本公司；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   

                                                                                                                                                                                    3）本公司及本公司的关联企业推荐出任上市公司董事和高级管理人员的人选均通过合法程序进行，本公司及本公司的关联企业不干预上市公司董事会和股东大会已做出的人事任免决定。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     

                                                                                                                                                                                    2、保证上市公司资产独立、完整                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           

                                                                                                                                                                                    1）上市公司具有完整的经营性资产；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

                                                                                                                                                                                    2）本公司及本公司的关联企业不违规占用上市公司的资金、资产及其他资源。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   

                                                                                                                                                                                    3、保证上市公司机构独立                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 

                                                                                                                                                                                    1）上市公司依法建立和完善法人治理结构，建立独立、完整的组织机构；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

                                                                                                                                                                                    2）上市公司与本公司及本公司的关联企业之间在办公机构和生产经营场所等方面完全分开。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

                                                                                                                                                                                    4、保证上市公司业务独立                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 

                                                                                                                                                                                    1）上市公司拥有独立开展经营活动的资产、人员、资质以及具有独立面向市场自主经营的能力，在经营业务方面具有独立运作；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       

                                                                                                                                                                                    2）除通过行使合法的股东权利外，不干预上市公司的经营业务活动；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           

                                                                                                                                                                                    3）依据减少并规范关联交易的原则，采取合法方式减少或消除本公司及本公司的关联企业与上市公司之间的关联交易；对于确有必要存在的关联交易，其关联交易价格按照公平合理及市场化原则确定，确保上市公司及其他股东利益不受到损害并及时履行信息披露义务。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           

                                                                                                                                                                                    5、保证公司财务独立                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     

                                                                                                                                                                                    1）上市公司拥有独立的财务会计部门，建立独立的财务核算体系和财务管理制度；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               

                                                                                                                                                                                    2）上市公司独立在银行开户，不与本公司及其控制的其他企业共用银行账户；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   

                                                                                                                                                                                    3）上市公司独立作出财务决策，本公司及其控制的其他企业不干预上市公司的资金使用；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         

                                                                                                                                                                                    4）上市公司依法独立纳税；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               

                                                                                                                                                                                    5）上市公司的财务人员独立，不在本公司及本公司的关联企业兼职和领取报酬。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 

                                                                              基立福                                                                                                本公司在业务、资产、财务、人员、机构方面与上市公司保持独立，符合中国证监会关于上市公司独立性的相关规定；本公司不以任何方式违法违规占用上市公司的资金、资产，不以上市公司资产为本公司的债务违规提供担保；本次交易完成前 GDS 已向本公司和本公司的关联方提供的担保不属于上述情况。上市公司将与本公司签署排他性战略合作总协议，基于该等协议，本公司将与上市公司开展相关合作，包括但不限于（1）上市公司成为本公司所有生物科学和诊断产品在中国（为承诺函之目的，不包括香港特别行政区、澳门特别行政区和台湾地区，以下简称“中国”）的独家经销商；（2）本公司授予上市公司在中国使用本公司所拥有的生物科学和诊断领域技术（包括 NAT 技术）的使用许可；（3）本公司独家向上市公司提供特定工程和其他必要服务；以及（4）本公司将协助改进上市公司产品的质量和合规。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  2019年3月25日     长期有效                    正在履行

                                                                              基立福                                        交易对方关于持有标的公司股权合法、完整、有效性的承诺    截至承诺函签署之日，本公司持有的拟出资GDS股份对应的股本金额已经缴足，不存在出资不实、抽逃出资及其他影响GDS合法存续、正常经营的情形。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  2019年3月25日     -                           履行完毕

                                                                                                                                                                                    截至承诺函签署之日，本公司作为GDS的股东，合法地持有拟出资GDS股份，不存在权属纠纷，本公司不存在代其他主体持有拟出资GDS股份的情形，亦不存在委托他人持有拟出资GDS股份的情形。本公司依法有权处置所持拟出资GDS股份。除为担保Grifols集团融资而在拟出资GDS股份上所设质押外，本公司依法所持拟出资GDS股份不存在其它抵押、质押或其他妨碍权属转移的情形。拟出资GDS股份上所设质押的解除将于拟出资GDS股份交割前的三个工作日完成。本公司同意于本次交易被提交给中国证券监督管理委员会并购重组委员会审核前，取得拟出资GDS股份上所设质押之质权人同意将拟出资GDS股份转让给上海莱士并就在拟出资GDS股份交割时解除该等质押的书面承诺。除上述情形外，在拟出资GDS股份由本公司出资至上海莱士前，本公司将确保拟出资GDS股份不发生其他抵押、质押等权利限制的情形，不发生涉及诉讼、仲裁、司法强制执行等重大争议或者妨碍拟出资GDS股份权属转移的其他情形。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            

                                                                              上海莱士                                      关于所提供信息真实性、准确性和完整性的声明与承诺        根据《公司法》、《证券法》、《上市公司重大资产重组管理办法》、《关于规范上市公司重大资产重组若干问题的规定》、《关于规范上市公司信息披露及相关各方行为的通知》等法律、法规及规范性文件的要求，本公司保证为本次交易事项所提供的有关信息均真实、准确和完整；保证上述信息不存在虚假记载、误导性陈述或者重大遗漏，并对所提供信息的真实性、准确性和完整性承担个别和连带的法律责任。如因提供的信息存在虚假记载、误导性陈述或者重大遗漏，给投资者造成损失的，本公司将依法承担赔偿责任。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      2019年3月25日     -                           履行完毕

                                                                              上市公司全体董事、监事及高级管理人员                                                                  上海莱士血液制品股份有限公司（以下简称“本公司”）全体董事、监事、高级管理人员承诺为本公司重大资产重组所出具的文件/所提供的所有材料与信息真实、准确和完整，并保证所提供的所有相关信息不存在虚假记载、误导性陈述或者重大遗漏；全体董事、监事、高级管理人员对所提供信息的真实性、准确性和完整性承担个别和连带的法律责任。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               2019年3月25日     -                           履行完毕

                                                                                                                                                                                    如本次交易所披露的信息涉嫌虚假记载、误导性陈述或者重大遗漏，被司法机关立案侦查或者被中国证监会立案调查的，在形成调查结论以前，不转让在该上市公司拥有权益的股份（如有），并于收到立案稽查通知的两个交易日内将暂停转让的书面申请和股票账户提交上市公司董事会，由董事会代其向深圳证券交易所（以下简称“深交所”）和登记结算公司申请锁定；未在两个交易日内提交锁定申请的，授权董事会核实后直接向深交所和登记结算公司报送本承诺人的身份信息和账户信息并申请锁定；董事会未向深交所和登记结算公司报送本承诺人或本单位的身份信息和账户信息的，授权深交所和登记结算公司直接锁定相关股份。如调查结论发现存在违法违规情节，本承诺人承诺锁定股份自愿用于相关投资者赔偿安排。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        

                                                                              基立福                                                                                                根据《公司法》、《证券法》、《上市公司重大资产重组管理办法》等法律、法规及规范性文件的要求，本公司保证为本次交易事项所提供的有关信息均真实、准确和完整；保证上述信息不存在虚假记载、误导性陈述或者重大遗漏，并对所提供信息的真实性、准确性和完整性承担相应的法律责任。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                2019年3月25日     -                           履行完毕

                                                                              GDS                                                                                                   根据《公司法》、《证券法》、《上市公司重大资产重组管理办法》等法律、法规及规范性文件的要求，本公司保证为本次交易事项所提供的有关信息均真实、准确和完整；保证上述信息不存在虚假记载、误导性陈述或者重大遗漏，并对所提供信息的真实性、准确性和完整性承担相应的法律责任。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                2019年3月25日     -                           履行完毕

                                                                              基立福                                        关于股份锁定期的承诺                                    本公司通过上海莱士血液制品股份有限公司发行股份购买Grifols Diagnostic Solutions Inc.股权资产交易所获得的上海莱士血液制品股份有限公司新股，自上述新股发行上市之日起36个月内不得转让。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   2019年3月25日     新股发行上市之日起36个月    正在履行

                                                                                                                                                                                    如本次交易因涉嫌所提供或披露的信息存在虚假记载、误导性陈述或者重大遗漏，被司法机关立案侦查或者被中国证券监督管理委员会立案调查的，在案件调查结论明确以前，本公司不转让上述拥有权益的股份。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              

                                                                                                                                                                                    本次交易完成后，本公司由于上海莱士送红股、转增股本等原因增加的上海莱士的股份，亦应遵守上述约定。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        

                                                                                                                                                                                    若上述锁定股份的承诺与证券监管部门的最新监管意见不符的，本公司将根据相关证券监管部门的监管意见对上述锁定期约定进行相应调整。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            

其他对公司中小股东所作承诺                                                    科瑞集团、科瑞天诚、莱士中国、郑跃文、黄凯    避免同业竞争、大股东资金占用等承诺                      1、控股股东科瑞天诚与莱士中国、公司实际控制人郑跃文与黄凯及科瑞天诚控股股东科瑞集团分别与公司签定了《避免同业竞争协议》；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             2008年06月23日    长期有效                    正在履行

                                                                                                                                                                                    2、公司股东及实际控制人科瑞天诚、科瑞集团、郑跃文、莱士中国和黄凯承诺未来不发生资金占用情况；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           

                                                                                                                                                                                    3、股东科瑞天诚与莱士中国对灵璧莱士存在的个人集资法律瑕疵分别出具了《承诺函》，均承诺如由于灵璧莱士存在的个人集资问题对上海莱士造成任何经济损失，科瑞天诚与莱士中国将对上海莱士由此遭受的经济损失给予及时、足额的补偿。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 

                                                                              科瑞天诚、 莱士中国                           规范关联 交易承诺                                       1、在其直接或间接持有上海莱士股份期间，将严格按照国家法律法规及规范性文件的有关规定，决不以委托管理、借款、代偿债务、代垫款项或者其他方式占用、使用上海莱士（含上海莱士下属企业，下同）的资金或资产；                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 2014年09月23日    长期有效                    正在履行

                                                                                                                                                                                    2、在其直接或间接持有上海莱士股份期间，将尽量减少与上海莱士发生关联交易；其与上海莱士正常发生的关联交易，将严格按照法律法规、规范性文件及上海莱士有关关联交易决策制度执行，严格履行关联交易决策程序和回避制度，保证交易条件和价格公正公允，确保不损害上海莱士及其中小股东的合法权益。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   

                                                                              上海莱士                                      股东回报规划承诺                                        公司利润分配政策及未来三年（2018-2020）股东回报规划：                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 2018年04月26日    2018~2020年度               正在履行

                                                                                                                                                                                    1、公司可以采取现金方式、股票方式或者现金与股票相结合的方式分配股利。公司董事会可以根据公司当期的盈利规模、现金流状况、发展阶段及资金需求状况，提议公司进行中期分红。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   

                                                                                                                                                                                    2、公司根据《公司法》等有关法律、法规及公司章程的规定，在满足现金分红条件的基础上，结合公司持续经营和长期发展，未来三年每年进行一次现金分红，每年以现金方式分配的利润应不低于当年实现的可分配利润的10%，且连续三年以现金方式累计分配的利润不少于该三年实现的年均可分配利润的30%。具体每个年度的分红比例由董事会根据公司年度盈利状况和未来资金使用计划提出预案。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         

                                                                                                                                                                                    3、在保证足额现金分红及公司股本规模合理的前提下，公司可以另行增加发放股票股利方式进行利润分配。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         

                                                                                                                                                                                    4、在每个会计年度结束后，由公司董事会提出利润分配预案，并提交股东大会特别决议通过。公司接受所有股东、独立董事和监事会对公司利润分配预案的建议和监督。                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   

承诺是否按时履行                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                是                                                          

如承诺超期未履行完毕的，应当详细说明未完成履行的具体原因及下一步的工作计划                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      不适用                                                      

　　四、证券投资

　　√ 适用 □ 不适用

　　单位：人民币元

　　■

　　五、委托理财

　　□ 适用 √ 不适用

　　六、衍生品投资情况

　　□ 适用 √ 不适用

　　七、违规对外担保情况

　　□ 适用 √ 不适用

　　八、控股股东及其关联方对上市公司的非经营性占用资金情况

　　□ 适用 √ 不适用

　　九、报告期内接待调研、沟通、采访等活动登记表

　　√ 适用 □ 不适用

　　■

　　此页为《上海莱士血液制品股份有限公司2020年第一季度报告正文》之签字盖章页：

　　上海莱士血液制品股份有限公司

　　法定代表人：陈杰

　　二〇二〇年四月二十七日